The SEC has certainly lived up to the billing throughout 2018, which was the first full year in existence for the SEC’s new Cyber Unit
SEC
Cybersecurity 2019 The Year in Preview: Cryptocurrency And SEC Enforcement
By Michael Licker | Foley Hoag LLP - Privacy & Data SecuritySign up and get Breaking Energy news in your inbox.
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A report herein on 2018’s parade of reprobates, rapscallions and others generally lacking in moral hygiene
SEC Extends Cybersecurity Enforcement In $1 Million Settlement With Investment Advisor
By Steven Chabinsky & F. Paul Pittman | White & Case LLP
The SEC has agreed to a $1 million settlement with Voya Financial Advisors
CFTC Brings Energy Market Insider Trading Case, Announces Insider Trading Task Force
By Peter Altman, David Applebaum & Michael Asaro | Akin Gump Strauss Hauer & Feld LLP
The CFTC has filed a new “insider trading” enforcement action involving the energy markets
Petrobras Reaches $1.78 Billion FCPA Resolution
By Nicholas Berg, María González Calvet, David Peet & Eve Shabto | Ropes & Gray LLP
The DOJ and SEC and Petrobras, Brazil’s state-owned energy company, reached the largest settlement in the history of U.S. enforcement of the Foreign Corrupt Practices Act
Energy Newsletter – September 2018
By Patricia Barmeyer, Paul Bessette & Michael Biles | King & Spalding
A Texas Federal Judge Turns Up the Heat on Oil Companies Facing Climate Change-Related Securities Class Actions
IRS Provides New Rules Under Stricter $1 Million Tax Deduction Limit For Executive Compensation
By Ropes & Gray LLP
In December 2017 Congress significantly broadened the Internal Revenue Code’s $1 million deduction limitation for compensation paid to top public company executives
Currents: Energy Industry Insights – August 2018 #2
By William Herlihy & Nicholas Preservati | Spilman Thomas & Battle, PLLC
The Securities and Exchange Commission has dropped its probe into whether ExxonMobil misled investors about its knowledge of climate change and the potential effects on its business
Supreme Court Limits Scope Of Whistleblower Protections Under Dodd-Frank: Items Of Note And Potential Impacts
By Rachel Copenhaver, Ashley Huddleston, Joshua Nichols & Junaid Zubairi | Vedder Price
SCOTUS resolved a circuit split on the question of whether the whistleblower anti-retaliation provision of the Dodd-Frank Act extends to individuals who report alleged violations of securities laws within a company.
Top Ten International Anti-Corruption Developments for January 2018
By Ian Bausback, Charles Duross & James Koukios | Morrison & Foerster LLP
Which company received a second declination letter from the Securities and Exchange Commission (SEC)?
